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Angelique Nadia Sweetman McInnes 
The Regulation of Financial Planning in Australia [PDF ebook] 
Current Practice, Issues and Empirical Analysis

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Capa do Angelique Nadia Sweetman McInnes: The Regulation of Financial Planning in Australia (PDF)

This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001.

The book rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees.

This book makes a very useful reference to understanding financial planning licencing model in Australia.

€51.45
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Formato PDF ● Páginas 372 ● ISBN 9780429622441 ● Editora Taylor and Francis ● Publicado 2019 ● Carregável 3 vezes ● Moeda EUR ● ID 7164629 ● Proteção contra cópia Adobe DRM
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