Max Avery & Jake Claver 
Wealth in Numbers [EPUB ebook] 
The Ultimate Dealmaker’s Guide to SPVs, Syndication, and Private Investment

Forewordi

Introduction – vii

What is an SPV? – 1

Understanding Securities – 4

Starting with Why – 9

Key Benefits of SPVs – 25

Notable Real-World Examples of SPVs – 33

Your Role as GP – 37

Understanding Limited Partnership – 42

General Partner Tips & Best Practices – 47

Planning and Goal Setting for SPVs – 51

Select The Right Jurisdiction – 59

International Jurisdictions – 64

How to Structure Your SPV – 69

Introduction to Securities Exemptions – 71

Rule 506(b) & 506(c) – 77

Understanding Rule 506(b) – 82

Establishing a Substantive Pre-existing Relationship – 88

Understanding Rule 506(c) – 93

Deciding Between 506(b) and 506(c) – 96

SPV Fees and Compensation – 99

Offering Size and Minimum Investment – 108

Planning Your Exit Strategy – 113

Creating Your SPV – 119

Mistakes to Avoid – 119

The Value of Legal Advice – 121

Forming the SPV – 122

Choosing a Registered Agent – 125

Establish a Dedicated Bank Account for Your SPV – 132

Creating the SPV Documents – 143

Investor Questionnaire – 145

Private Placement Memorandum – 149

Subscription Agreement – 156

ACH Authorization Form – 162

W-8 & W-9 documents – 164

The Power of Connections – 171

The Importance of Authority – 176

Establishing Your Online Presence – 178

Create a Newsletter – 181

Get a Quality Headshot – 182

Leverage Public relations – 183

Podcast Appearances – 184

Getting in the Right Rooms – 189

Build Your Contact Database – 213

The Art of Investor Selection – 217

Investor Classification – 219

Profiling the Ideal Investor – 227

Investor Accrediation – 231

Understanding Investors – 233

Knowing When to Say No: Selecting the Right Investors – 236

Building a Winning Pitch – 259

Preparing Before your Pitch – 259

Investor Questions To Prepare For – 263

Investor Outreach – 269

Balancing Confidentiality – 276

Errors to Avoid in Capital Raising – 279

Crafting Your Investor Pitch – 283

Understanding Trust Curves – 297

The Three Trust Curves – 298

Due Diligence – 303

Moving Investors to Say Yes – 309

Finalizing Your SPV Investment Deal – 315

Investor Onboarding Checklist – 318

Understanding KYC & AML – 319

Accreditation Verification – 323

Issuing Capital Calls – 331

Build and Manage Capitalization Tables – 335

Deploying Capital – 341

Deal Management – 345

Capital Account Statements – 348

Investor Updates – 352

Scheduled Actions – 355

Managing Investor Relationships During Difficult Times – 359

Making the Process Enjoyable – 361

Regulatory Compliance – 367

Secondary Sales – 369

BOI Reporting – 374

Document Retention – 375

Data Protection and Confidentiality – 378

Monitor and Review Compliance – 383

Navigating Reg D & Form D – 384

Filing Form D on EDGAR – 389

SEC EDGAR Filing Codes – 390

Tax Implications and Strategies – 395

Understanding Your Schedule K-1 – 398

State and Local Tax Considerations for SPVs – 406

International Tax Considerations for SPVs – 408

Exiting The Deal – 411

Calculating and Distributing Proceeds – 412

Executing the Distribution – 413

Post Close Activities – 414

Forms and Documents Required for SPV Dissolution – 415

Performance Evaluation Metrics for SPV Investments – 417

Benefits of Using an Online Platform – 421

Tokenization of SPVs – 425

The End – 429

Glossary of Terms – 431

Jake Claver is a dynamic force in the realm of high-performance family office business, digital assets thought leadership and wealth management. As a sought-after keynote speaker and performance expert, Jake has spent over a decade revolutionizing the landscape for ambitious, growth-oriented clients.At the helm of Digital Ascension Group, Jake serves as the Director of a cutting-edge multi-family office, providing bespoke solutions for High Net Worth (HNW) and Ultra High Net Worth (UHNW) individuals. His visionary approach extends to Digital Wealth Partners, a wealth advisory he founded, and Syndicately, where he leads a groundbreaking Special Purpose Vehicle Investment management platform.Jake’s expertise is unparalleled. He is a Certified Qualified Family Office Professional and an R3 Corda Certified Business Professional in tokenization. As a pioneer in blockchain & Web3 technologies implementation, Jake has created world-class educational programs for family offices and digital asset professionals. With a foundation in Finance from North Texas University, Jake has developed a holistic understanding of effective business practices. His ability to build high-performing teams and mentor leaders has resulted in a track record of unparalleled success across diverse industries.The primary objective of Jake’s offerings is to promote exceptionalism within family offices, with a key emphasis on incorporating best practices and ensuring the continuity of family values. Through his innovative thinking, he has revolutionized the operations of countless family offices catering to the global elite, leading them towards the creation of enduring legacies that can withstand the test of time. The distinguishing features of these legacies include their deep wisdom in human matters, ability to adapt and think flexibly, proficiency in digital skills, integration of AI technology, and their genuine ability to thrive in the face of challenges to be authentically anti-fragile.A trusted voice in the industry, Jake has been featured in prominent media outlets including Market Watch, Bloomberg, and Yahoo! Finance. His global network and collaborative approach enable him to create long-term value for clients, offering tailored solutions and personalized guidance throughout their journey to success.