Consumers are increasingly turning for help to financial planners–individuals who help clients meet their financial goals by providing assistance with such things as selecting investments and insurance products, and managing tax and estate planning. This book examines how financial planners, investment advisers and broker-dealers are regulated and overseen at the federal and state levels; what is known about the effectiveness of this regulation; and the advantages and disadvantages of alternative regulatory approaches.
购买此电子书可免费获赠一本!
格式 PDF ● 网页 87 ● ISBN 9781622578382 ● 编辑 Graham S. Crawford & Taylor Davis ● 出版者 Nova Science Publishers ● 发布时间 2016 ● 下载 3 时 ● 货币 EUR ● ID 7222097 ● 复制保护 Adobe DRM
需要具备DRM功能的电子书阅读器